Regulation D Offerings: Choose from three offerings tailored to your fundraising needs:
- 504: Raise up to $10M from any investor type.
- 506b: Raise an unlimited amount from accredited investors and up to 35 non-accredited investors.
- 506c: Raise an unlimited amount through general solicitation to accredited investors only.
Regulation S:
Allows issuers to access foreign capital markets without the burden of complying with U.S. registration requirements, as long as the securities remain outside the U.S. market.
- Securities offered under Regulation S must be conducted outside the U.S.
- The transaction cannot involve a "directed selling effort" in the U.S.
- Securities cannot be offered to or purchased by U.S. persons (as defined by the SEC), unless the securities are subsequently registered or qualify for an exemption.
Not included:
- Bad Actor Checks ($125 each)
- Subscription Agreement, State Filings, Investor Certifications (priced by attorney on a per-case basis)
Ready to navigate Regulation D&S with confidence? Let us streamline your fundraising journey.
Included in our package:
Form ID
Registers your company with the SEC and provides credentials so you can file your Form D
Form D
Notifies the SEC of basic information relating to the raise. Must be filed no later than 15 days after the
sale of the first security
Private Placement Memorandum
Detailed investment document to inform investors about the business and the raise
Concierge Service
A paralegal personally assigned to help you prepare your PPM
Attorney Review
An experienced securities attorney will review and finalize your PPM
Reg S subscription agreement & disclosures