Ready to unlock capital without the hassle of SEC registration? Regulation D offers entrepreneurs and private companies just that opportunity. But navigating the process can be daunting. That's where we come in.
Introducing our comprehensive suite of services tailored for Regulation D:
Private Placement Memorandum (PPM): Inform investors about your business, securities, and financials. While not an SEC requirement, a PPM is considered best practice and essential for educating potential investors.
Concierge Service: Say goodbye to stress with our Concierge Service. Our experienced team guides you through the entire process, from loading company information into Form C to handling the Form ID. With us by your side, filing becomes seamless.
Form ID Assistance: Let our online notary service simplify the Form ID process. We help you collect basic company data, notarize documents virtually, and secure your CIK number for future SEC filings—all in one day.
Attorney Review: Ensure compliance and accuracy with our network of securities attorneys to add an extra layer of confidence to your filing.
Regulation D Offerings: Choose from three offerings tailored to your fundraising needs:
- 504: Raise up to $10M from any investor type.
- 506b: Raise an unlimited amount from accredited investors and up to 35 non-accredited investors.
- 506c: Raise an unlimited amount through general solicitation to accredited investors only.
Who qualifies as an accredited investor? Individuals with an earned income exceeding $200,000 (or $300,000 with a spouse) for two consecutive years, a net worth exceeding $1M (alone or with a spouse), or those classified as broker-dealers or financial professiona
Included in our package:
- Form ID ($99)
- Form D ($199)
- Private Placement Memorandum ($2500)
- Concierge Service ($1500)
- Attorney Review ($2500)
All this for a comprehensive, all-in-one price of $5,000.
Not included:
- Bad Actor Checks ($125 each)
- Subscription Agreement, State Filings, Investor Certifications (priced by attorney on a per-case basis)
Ready to navigate Regulation D with confidence? Let us streamline your fundraising journey.
Can I raise from accredited and non accredited investors at the same time?
Yes. Some issuers want to raise money from accredited and non accredited investors at the same time. In this case, you would offer at Regulation Crowdfunding raise side by side with a Regulation D raise. Bundle your services and save by going here.
Form ID
Registers your company with the SEC and provides credentials so you can file your Form D
$99
Form D
Notifies the SEC of basic information relating to the raise. Must be filed no later than 15 days after the sale of the first security
$199
Private Placement Memorandum
Detailed investment document to inform investors about the business and the raise
$2,500
Concierge Service
A paralegal personally assigned to help you prepare your PPM
$1,500
Attorney Review
An experienced securities attorney will review and finalize your PPM
$2,500